Advice Assurance (conduct and advice risk)
The Advice Assurance Module is a key component of OpenAFSL's integrated compliance and risk management platform. Developed over ten years and tested in a variety of Licensees from boutiques to Institutional advice groups, it provides an industry leading approach that both identifies risks and engages advisers.
By embedding a commitments to transparency, consistency and fairness in the system, we've developed an efficient process that drives continuous improvement and delivers a competitive advantage to its users. Almost immediately, openAFSL will provide you with an approach to monitoring and supervision that is more objective, efficient and consistent than your alternatives.